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Effective Rule Filings Rule Filings

SR-MEMX-2021-11: Proposed Changes to Fee Schedule

Date Filed: August 31, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) adopt the Liquidity Provision Tier 2 and modify the required criteria under the existing Liquidity Provision Tier 1; (ii) introduce a tiered pricing structure for the Displayed Liquidity Incentive (“DLI”) by adopting a new DLI Tier 1 and reducing […]

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Pending Rule Filings Rule Filings

SR-MEMX-2021-10: Proposal to Establish a Retail Midpoint Liquidity Program

Date Filed: August 18, 2021 Description: Proposed rule change to adopt Exchange Rule 11.22 to establish a Retail Midpoint Liquidity Program.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-09: Proposed Changes to Fee Schedule

Date Filed: August 2, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) adopt the Liquidity Removal Tier that offers a lower fee for executions of orders in securities priced at or above $1.00 per share that remove liquidity from the Exchange (“Removed Volume”); (ii) increase the standard fee for executions of […]

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Effective Rule Filings Rule Filings

SR-MEMX-2021-07: Proposed Changes to Fee Schedule

Date Filed: June 1, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) adopt the Displayed Liquidity Incentive designed to improve market quality on the Exchange that provides an enhanced rebate for executions of orders that add displayed liquidity to the Exchange; (ii) adopt the Liquidity Provision Tier that provides an enhanced rebate […]

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Effective Rule Filings Rule Filings

SR-MEMX-2021-06: Proposed Changes to Rules 11.6 and 11.8

Date Filed: April 30, 2021 Description: Proposed Rule Change Related to the Handling of Displayed Odd Lot Orders and Non-Displayed Orders that Become Locked or Crossed.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-05: Extension of Clearly Erroneous Executions Pilot

Date Filed: March 23, 2021 Description: Proposal to extend the current pilot program related to MEMX Rule 11.15, “Clearly Erroneous Executions,” to the close of business on October 20, 2021.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-04: Amendment to LLC Agreement of MEMX Holdings

Date Filed: March 22, 2021 Description: Proposed rule change to amend and restate the Fourth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC as the Fifth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-03: Amendment to Rule 11.6(h)

Date Filed: February 24, 2021 Description: Proposed rule change to amend Exchange Rule 11.6(h)(1) to enable Users to include a limit price on a Pegged Order with a Primary Peg instruction.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-02: Proposed Changes to Fee Schedule

Date Filed: January 29, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) increase the standard rebate for executions of orders that add displayed liquidity to the Exchange; (ii) increase the standard rebate for executions of Retail Orders that add displayed liquidity to the Exchange; (iii) increase the standard fee for executions […]

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Effective Rule Filings Rule Filings

SR-MEMX-2021-01: Proposal to Add Interpretation and Policy .03 to Rule 4.2

Date Filed: January 21, 2021 Description: Proposed rule change to add proposed Interpretation and Policy .03 to Exchange Rule 4.2 that would provide a waiver of the requirement that members of the Exchange for which the Exchange is not the designated examining authority provide the Exchange with copies of their broker-dealer annual reports.