Author: Ikee Gardner
Date Filed: January 2, 2024 Description: Proposed rule change to to establish fees for Industry Members related to certain historical costs of the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) incurred prior to January 1, 2022.
Date Filed: December 28, 2023 Description: Proposed rule change to extend the waiver (the “Membership Fee Waiver”) of membership fees (“Membership Fees”) which is currently in place for all new Members3 of the Exchange, for an additional month beyond the program’s current expiration on December 31, 2023. The Exchange will continue to waive Membership Fees […]
Date Filed: December 26, 2023 Description: Proposed rule change to amend the Exchange’s fee schedule applicable to Members (the “Fee Schedule”) pursuant to Exchange Rules 15.1(a) and (c), to remove an expired criteria under Liquidity Provision Tier 4. The Exchange proposes to implement the changes to the Fee Schedule pursuant to this proposal on January […]