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Alerts and Notices Trader Alerts

Trader Alert 20-05: MEMX Trading Symbols Update

Starting Tuesday September 29th our active symbols will be: Our 7 launch symbols ACST, BB, ED, F-B, GOOG, ICSH, XOM 12 new additions NOK which is an ADR DIA which is an ETF, and DIA’s top 10 constituents: UNH, HD, AMGN, CRM, MCD, MSFT, V, GS, MMM, HON All NMS test symbols NOTE: NMS routing is not currently enabled, […]

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Systems Alerts

Systems Alert 20-01: Start of Pre-Market Delayed – RESOLVED

9/23/20 08:15 ET – MEMX experienced an issue with market data ingestion in the Pre-Market. The issue has been fully resolved. The Pre-Market session opened at 08:15 ET. All MEMX systems are operating normally. 9/23/20 07:00 ET – MEMX is currently investigating a potential issue and will not open the pre-market session until further notice.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-10: Initial Fee Schedule

Date Filed: September 21, 2020 Description: Proposed rule change to adopt (i) the initial fees and rebates applicable to Members of the Exchange pursuant to Exchange Rule 15.1(a) and (c), and (ii) regulatory fees related to the Central Registration Depository , which will be collected by the Financial Industry Regulatory Authority, Inc. as set forth in […]

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Alerts and Notices Regulatory Notices

Regulatory Notice 20-07: Proposed NMS Plan Regarding Consolidated Equity Market Data

Date: September 18, 2020 Description: Proposed National Market System Plan Regarding Equity Market Data

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Alerts and Notices Product Notices

Product Notice 20-01 to 20-1350: MEMX Launch

Product Notice 2020-0001: Direxion Shares ETF Trust Download Product Notice 2020-0002: KFA Global Carbon ETF Download Product Notice 2020-0003: VanEck Vectors Energy Income ETF Download Product Notice 2020-0004: Krane Shares Trust Download Product Notice 2020-0005: KraneShares MSCI China ESG Leaders Index ETF Download Product Notice 2020-0006: ProShares Trust Download Product Notice 2020-0007: Proshares Trust II […]

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Effective Rule Filings Rule Filings

SR-MEMX-2020-09: Extension of Clearly Erroneous Executions Pilot

Date Filed: September 17, 2020 Description: Proposal to extend the current pilot program related to MEMX Rule 11.15, “Clearly Erroneous Executions,” to the close of business on April 20, 2021.

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Alerts and Notices Trader Alerts

Trader Alert 20-04: MEMX Launch Phase 1

See the updated Phase 1 rollout for the latest info. What Symbols are Active in Phase 1? ACST, BB, ED, F-B, GOOG, ICSH, XOM, all NMS test symbols NOTE: NMS routing is not currently enabled, MEMX will provide an update when we plan to enable it. What is the market schedule? Time (Eastern) Trading Status […]

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Alerts and Notices Regulatory Notices

Regulatory Notice 20-06: Changes to MRVP to Add CAT Compliance Rules

Date: September 15, 2020 Description: Adoption of Changes to Minor Rule Violation Plans Adding CAT Reporting Compliance Rules

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Alerts and Notices Regulatory Notices

Regulatory Notice 20-05: Collection of Exchange Fees (Direct Debit)

Date: September 14, 2020 Description: Collection of Exchange Fees and Other Claims and Billing Policy

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2020-08: Updates to Rule 13.4

Date Filed: September 11, 2020 Description: Proposed rule change to update MEMX Rule 13.4(a) regarding the public disclosure of the sources of data that the Exchange uses with respect to LTSE and MIAX PEARL.