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Effective Rule Filings Rule Filings

SR-MEMX-2021-03: Amendment to Rule 11.6(h)

Date Filed: February 24, 2021 Description: Proposed rule change to amend Exchange Rule 11.6(h)(1) to enable Users to include a limit price on a Pegged Order with a Primary Peg instruction.

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Alerts and Notices Product Notices

Product Notice 21-37 to 21-39: Additional Exchange Products Approved for Trading

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Effective Rule Filings Rule Filings

SR-MEMX-2021-02: Proposed Changes to Fee Schedule

Date Filed: January 29, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) increase the standard rebate for executions of orders that add displayed liquidity to the Exchange; (ii) increase the standard rebate for executions of Retail Orders that add displayed liquidity to the Exchange; (iii) increase the standard fee for executions […]

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Effective Rule Filings Rule Filings

SR-MEMX-2021-01: Proposal to Add Interpretation and Policy .03 to Rule 4.2

Date Filed: January 21, 2021 Description: Proposed rule change to add proposed Interpretation and Policy .03 to Exchange Rule 4.2 that would provide a waiver of the requirement that members of the Exchange for which the Exchange is not the designated examining authority provide the Exchange with copies of their broker-dealer annual reports.

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Alerts and Notices Regulatory Notices

Regulatory Notice 21-01: CRD Registration Reminder

Date: January 20, 2021 Description: CRD Registration Reminder for MEMX LLC

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Alerts and Notices Product Notices

Product Notice 21-14 to 21-15: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 21-12: Additional Exchange Products Approved for Trading

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Effective Rule Filings Rule Filings

SR-MEMX-2020-15: Proposed Changes to Fee Schedule

Date Filed: December 4, 2020 Description: Proposed rule change to amend the fee schedule in order to modify pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-14: Proposed Changes to Fee Schedule

Date Filed: November 30, 2020 Description: Proposed rule change to amend the fee schedule in order to: (i) provide pricing for Retail Orders that add displayed liquidity and are executed on the Exchange; and (ii) provide pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.

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Alerts and Notices Product Notices

Product Notice 20-1400 to 20-1402: Additional Exchange Products Approved for Trading