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Alerts and Notices Regulatory Notices

Regulatory Notice 22-03: Continuing Education Program Requirements

Date: March 11, 2022 Description: Continuing Education Program Amendments

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Alerts and Notices Regulatory Notices

Regulatory Notice 22-02: CAT Clock Synchronization Certification Reminder – Due March 15th

Date: February 10, 2022 Description: CAT Clock Synchronization Certification Reminder – Due March 15th

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Alerts and Notices Product Notices

Product Notice 21-279 to 21-281: Additional Exchange Products Approved for Trading

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Alerts and Notices Regulatory Notices

Regulatory Notice 21-07: CT Plan Non-SRO Voting Representatives – Nomination Submissions

Date: September 16, 2021 Description: At the request of the current Advisory Committee to the CTA/UTP Plans, MEMX is publishing notice to request nominations from the public for the initial Non-SRO Voting Representatives.

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Regulatory Notices

Regulatory Notice 21-06: Nominations for Member Representative Director

Date: July 26, 2021 Description: Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors

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Alerts and Notices Regulatory Notices

Regulatory Notice 21-05: Test Symbol Usage

Date: May 6, 2021 Description: Regulatory notice providing guidance on test symbol usage and highlighting certain prohibited activity related to test symbol orders.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-06: Proposed Changes to Rules 11.6 and 11.8

Date Filed: April 30, 2021 Description: Proposed Rule Change Related to the Handling of Displayed Odd Lot Orders and Non-Displayed Orders that Become Locked or Crossed.

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Alerts and Notices Product Notices

Product Notice 21-83 to 21-84: Additional Exchange Products Approved for Trading

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2021-03: Amendment to Rule 11.6(h)

Date Filed: February 24, 2021 Description: Proposed rule change to amend Exchange Rule 11.6(h)(1) to enable Users to include a limit price on a Pegged Order with a Primary Peg instruction.

Categories
Alerts and Notices Product Notices

Product Notice 21-37 to 21-39: Additional Exchange Products Approved for Trading