Date: May 6, 2021 Description: Regulatory notice providing guidance on test symbol usage and highlighting certain prohibited activity related to test symbol orders.
Author: Anders Franzon
Date Filed: April 30, 2021 Description: Proposed Rule Change Related to the Handling of Displayed Odd Lot Orders and Non-Displayed Orders that Become Locked or Crossed.
Date Filed: February 24, 2021 Description: Proposed rule change to amend Exchange Rule 11.6(h)(1) to enable Users to include a limit price on a Pegged Order with a Primary Peg instruction.
Date Filed: January 29, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) increase the standard rebate for executions of orders that add displayed liquidity to the Exchange; (ii) increase the standard rebate for executions of Retail Orders that add displayed liquidity to the Exchange; (iii) increase the standard fee for executions […]
Date Filed: January 21, 2021 Description: Proposed rule change to add proposed Interpretation and Policy .03 to Exchange Rule 4.2 that would provide a waiver of the requirement that members of the Exchange for which the Exchange is not the designated examining authority provide the Exchange with copies of their broker-dealer annual reports.
Date: January 20, 2021 Description: CRD Registration Reminder for MEMX LLC