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Effective Rule Filings Rule Filings

SR-MEMX-2021-03: Amendment to Rule 11.6(h)

Date Filed: February 24, 2021 Description: Proposed rule change to amend Exchange Rule 11.6(h)(1) to enable Users to include a limit price on a Pegged Order with a Primary Peg instruction.

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Effective Rule Filings Rule Filings

SR-MEMX-2021-02: Proposed Changes to Fee Schedule

Date Filed: January 29, 2021 Description: Proposed rule change to amend the Fee Schedule to: (i) increase the standard rebate for executions of orders that add displayed liquidity to the Exchange; (ii) increase the standard rebate for executions of Retail Orders that add displayed liquidity to the Exchange; (iii) increase the standard fee for executions […]

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Effective Rule Filings Rule Filings

SR-MEMX-2021-01: Proposal to Add Interpretation and Policy .03 to Rule 4.2

Date Filed: January 21, 2021 Description: Proposed rule change to add proposed Interpretation and Policy .03 to Exchange Rule 4.2 that would provide a waiver of the requirement that members of the Exchange for which the Exchange is not the designated examining authority provide the Exchange with copies of their broker-dealer annual reports.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-17: Amendment to Rule 11.8(b)

Date Filed: December 29, 2020 Description: Proposed rule change to amend Rule 11.8(b) as it relates to the handling of Limit Orders when the national best bid or offer is not available.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-16: Amendment to CAT Compliance Rules

Date Filed: December 18, 2020 Description: Proposed rule change to amend Rules 4.5 and 4.7, each a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with a conditional exemption granted by the Commission from certain allocation reporting requirements of the […]

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Effective Rule Filings Rule Filings

SR-MEMX-2020-15: Proposed Changes to Fee Schedule

Date Filed: December 4, 2020 Description: Proposed rule change to amend the fee schedule in order to modify pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-14: Proposed Changes to Fee Schedule

Date Filed: November 30, 2020 Description: Proposed rule change to amend the fee schedule in order to: (i) provide pricing for Retail Orders that add displayed liquidity and are executed on the Exchange; and (ii) provide pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-13: Proposal to Enable Members to Designate Orders as Retail Orders

Date Filed: October 26, 2020 Description: Proposed rule change to adopt new Rule 11.21 to enable members of the Exchange to designate certain orders they submit to the Exchange on behalf of retail customers to be identified as retail orders to the Exchange.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-12: Updates to Market-Wide Circuit Breaker Rule

Date Filed: October 9, 2020 Description: Proposal to: (i) extend the pilot related to the market-wide circuit breaker in Rule 11.16 and (ii) amend Rule 11.16(b)(2) concerning the resumption of trading following a Level 3 market-wide circuit breaker halt.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-11: Change to Post-Market Session Hours

Date Filed: October 2, 2020 Description: Proposed rule change to amend Exchange Rule 1.5(w) to shorten the length of the Exchange’s after-hours trading session (i.e., the Post-Market Session) to end at 5:00 p.m. Eastern Time rather than 8:00 p.m.