Date Filed: November 30, 2020 Description: Proposed rule change to amend the fee schedule in order to: (i) provide pricing for Retail Orders that add displayed liquidity and are executed on the Exchange; and (ii) provide pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.
Category: Effective Rule Filings
Below are rule changes that have been submitted by the Exchange for treatment as immediately effective filings and filings that have been approved by the SEC.
Date Filed: October 26, 2020 Description: Proposed rule change to adopt new Rule 11.21 to enable members of the Exchange to designate certain orders they submit to the Exchange on behalf of retail customers to be identified as retail orders to the Exchange.
Date Filed: October 9, 2020 Description: Proposal to: (i) extend the pilot related to the market-wide circuit breaker in Rule 11.16 and (ii) amend Rule 11.16(b)(2) concerning the resumption of trading following a Level 3 market-wide circuit breaker halt.
Date Filed: October 2, 2020 Description: Proposed rule change to amend Exchange Rule 1.5(w) to shorten the length of the Exchange’s after-hours trading session (i.e., the Post-Market Session) to end at 5:00 p.m. Eastern Time rather than 8:00 p.m.
Date Filed: September 21, 2020 Description: Proposed rule change to adopt (i) the initial fees and rebates applicable to Members of the Exchange pursuant to Exchange Rule 15.1(a) and (c), and (ii) regulatory fees related to the Central Registration Depository , which will be collected by the Financial Industry Regulatory Authority, Inc. as set forth in […]
Date Filed: September 17, 2020 Description: Proposal to extend the current pilot program related to MEMX Rule 11.15, “Clearly Erroneous Executions,” to the close of business on April 20, 2021.
Date Filed: September 11, 2020 Description: Proposed rule change to update MEMX Rule 13.4(a) regarding the public disclosure of the sources of data that the Exchange uses with respect to LTSE and MIAX PEARL.
Date Filed: September 4, 2020 Description: Proposed rule change to amend the manner in which MEMX will designate certain Members to participate in its mandatory disaster recovery testing, pursuant to Regulation SCI and MEMX Rule 2.4 for calendar year 2020.
Date Filed: August 28, 2020 Description: Proposed rule change to adopt Rule 15.3 and entitle it “Collection of Exchange Fees and Other Claims and Billing Policy.”
Date Filed: August 28, 2020 Description: Proposed rule change to amend the Fourth Amended and Restated Limited Liability Company Agreement of MEMX Holdings LLC.