Date Filed: May 10, 2024 Description: Proposed rule change to implement the Warrants Program pursuant to which warrants representing the right to acquire equity in the Exchange’s parent holding company upon vesting would be issued to participants on MEMX Options who also participate in the Warrants Program (“Participants”), in exchange for payment of the initial […]
Category: Effective Rule Filings
Below are rule changes that have been submitted by the Exchange for treatment as immediately effective filings and filings that have been approved by the SEC.
Date Filed: May 1, 2024 Description: Proposal to amend the Exchange’s Options Fee Schedule to remove the current sunset date of May 31, 2024 applicable to the Options Regulatory Fee (“ORF”).
Date Filed: May 1, 2024 Description: Proposed rule change to amend the Fee Schedule to: (1) increase the maximum combined rebate per share provided by the Exchange; (2) modify the Liquidity Provision Tiers by modifying the required criteria under both Liquidity Provision Tiers 1 and 2; (3) modify Liquidity Removal Tier 1 by modifying the […]
Date Filed: April 15, 2024 Description: Proposal to amend the Exchange’s Fee Schedule to adopt Options Market Data fees.
Date Filed: April 12, 2024 Description: Proposed rule change to amend the Fee Schedule to: (i) apply the Exchange’s current Connectivity and Application Session fees to MEMX Options Users, and (ii) make an organizational change to its existing fee schedule for the Exchange’s pre-existing equities market (“MEMX Equities”), in order to create a separate fee […]
Date Filed: March 28, 2024 Description: Proposed rule change to amend the Exchange’s Fee Schedule to: (i) modify Liquidity Provision Tiers 1 and 2; (ii) modify NBBO Setter Tier 1; (iii) modify Tape B Volume Tier 1; (iv) adopt new Cross Asset Tiers 1 and 2 and re-number Cross Asset Tier 1 as Cross Asset […]
Date: March 14, 2024 Description: Proposed rule change is to amend the Exchange’s Fee Schedule to adopt a new Cross Asset Tier, in which a qualifying Member will receive an enhanced rebate for executions of orders in securities priced at or above $1.00 per share that add displayed liquidity to the Exchange by achieving the […]
Date Filed: February 29, 2024 Description: Proposal to amend Rule 21.17(e) regarding the description of how the System handles a Market Order when there is no NBB.
Date Filed: February 29, 2024 Description: Proposed rule change to implement a waiver of application sessions fees solely related to participation on MEMX Options until March 31, 2024.
Date Filed: February 8, 2024 Description: Proposed rule change to amend the Fee Schedule to extend the Membership Fee Waiver and Options Connectivity Waiver until February 29, 2024.