Date Filed: July 31, 2020 Description: Proposed rule change to add the Consolidated Audit Trail industry member compliance rules to the list of minor rule violations in Rule 8.15 and to make an additional change to paragraph (a) of Rule 8.15.
Month: July 2020
Date Filed: July 31, 2020 Description: Proposed rule change to amend Rule 4.5, a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with an amendment to the CAT NMS Plan recently approved by the Commission.
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US Equities User Manual
Date: July 17, 2020 Description: Cross Market Regulation Working Group (“CMRWG”) Industry Presentation on CAT Compliance
Date: July 15, 2020 Description: MEMX Regulation Member Outreach — Member Firm Compliance Obligations, Document Submission, Electronic Blue Sheets, and CRD
MEMO Test Session Details Where can I find IP address info for MEMOIR market data multicast, gap fill, and snapshot? Please see our MEMOIR MDE IP Addresses PDF. When is the test facility available? Time (Eastern) Trading Status 8:00A Pre-Market /Session Open 9:30A Market 4:00P Post-Market 5:00P Session Closed These hours are subject to discretion. During testing, […]