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Effective Rule Filings Rule Filings

SR-MEMX-2020-03: Amendment to MRVP to Add CAT Compliance Rules

Date Filed: July 31, 2020 Description: Proposed rule change to add the Consolidated Audit Trail industry member compliance rules to the list of minor rule violations in Rule 8.15 and to make an additional change to paragraph (a) of Rule 8.15.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-02: Amendment to CAT Compliance Rules

Date Filed: July 31, 2020 Description: Proposed rule change to amend Rule 4.5, a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with an amendment to the CAT NMS Plan recently approved by the Commission.

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US Equities User Manual

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Alerts and Notices Regulatory Notices

Regulatory Notice 20-03: CMRWG Presentation on CAT Compliance

Date: July 17, 2020 Description: Cross Market Regulation Working Group (“CMRWG”) Industry Presentation on CAT Compliance

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Alerts and Notices Regulatory Notices

Regulatory Notice 20-02: MEMX Regulation Member Outreach

Date: July 15, 2020 Description: MEMX Regulation Member Outreach — Member Firm Compliance Obligations, Document Submission, Electronic Blue Sheets, and CRD

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US Equities MDE Test Facility Details

MEMO Test Session Details MEMOIR multicast details Data Multicast Address Port MEMOIR Depth A 233.142.18.129 19780 MEMOIR Depth B 233.142.18.161 19780 MEMOIR Top A 233.142.18.130 19796 MEMOIR Top B 233.142.18.162 19796 MEMOIR Last Sale A 233.142.18.131 19788 MEMOIR Last Sale B 233.142.18.163 19788 MEMOIR Retransmission Gap Fill Data Target IP Port Credentials (user:password) MEMOIR Depth […]