Categories
Effective Rule Filings Rule Filings

SR-MEMX-2020-03: Amendment to MRVP to Add CAT Compliance Rules

Date Filed: July 31, 2020 Description: Proposed rule change to add the Consolidated Audit Trail industry member compliance rules to the list of minor rule violations in Rule 8.15 and to make an additional change to paragraph (a) of Rule 8.15.

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2020-02: Amendment to CAT Compliance Rules

Date Filed: July 31, 2020 Description: Proposed rule change to amend Rule 4.5, a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with an amendment to the CAT NMS Plan recently approved by the Commission.

Exchange User Manual

Categories
Alerts and Notices Regulatory Notices

Regulatory Notice 20-03: CMRWG Presentation on CAT Compliance

Date: July 17, 2020 Description: Cross Market Regulation Working Group (“CMRWG”) Industry Presentation on CAT Compliance

Categories
Alerts and Notices Regulatory Notices

Regulatory Notice 20-02: MEMX Regulation Member Outreach

Date: July 15, 2020 Description: MEMX Regulation Member Outreach — Member Firm Compliance Obligations, Document Submission, Electronic Blue Sheets, and CRD

MEMX US Equities Test Facility Details

MEMO Test Session Details You will need to provide the Market Operations team a preference of SBE or FIX encoding for your ports. The Market Operations team will provide synthetic account, MPID, and login details for these sessions. If upon order entry no MPID is specified, the default MPID will apply to the order.  However, […]