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SR-MEMX-2020-02: Amendment to CAT Compliance Rules

Date Filed: July 31, 2020

Description: Proposed rule change to amend Rule 4.5, a part of the Exchange‚Äôs compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with an amendment to the CAT NMS Plan recently approved by the Commission.