Date: May 1, 2024 Description: This regulatory notice is being provided to inform Members of MEMX Options, that effective immediately, MEMX Options has filed with the SEC a proposal to remove the May 31, 2024 sunset provision applicable to the Options Regulatory Fee (“ORF”) collected by MEMX Options.
Category: Regulatory Notices
Date: March 27, 2024 Description: Notice to all MEMX Market Makers as a reminder of the excused withdrawal process.
Date: February 27, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program
Date: February 23, 2024 Description: Reminder to Members regarding recent amendments to SEC Rule 15b9-1, requiring certain firms to become FINRA Members.
Date: February 23, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program
Date: February 20, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program
Date: February 15, 2024 Description: Reminder regarding mandatory Market-Wide Circuit Breaker Testing for certain Members designated by MEMX pursuant to Exchange Rule 11.23.
Date: February 15, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program
Date: February 1, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program
Date: January 24, 2024 Description: Per the Exchanges’ Consolidated Audit Trail (“CAT”) Compliance Rules, Industry Members must complete an annual certification for Business Clock Synchronization by March 15th of each year.