Rule 605 Disclosure of Order Execution Information
Categories
Month: December 2020
Date Filed: December 29, 2020 Description: Proposed rule change to amend Rule 11.8(b) as it relates to the handling of Limit Orders when the national best bid or offer is not available.
Date Filed: December 18, 2020 Description: Proposed rule change to amend Rules 4.5 and 4.7, each a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with a conditional exemption granted by the Commission from certain allocation reporting requirements of the […]