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605 Reports

November 2020

Rule 605 Disclosure of Order Execution Information

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Alerts and Notices Product Notices

Product Notice 20-1432 to 20-1435: Additional Exchange Products Approved for Trading

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Effective Rule Filings Rule Filings

SR-MEMX-2020-17: Amendment to Rule 11.8(b)

Date Filed: December 29, 2020 Description: Proposed rule change to amend Rule 11.8(b) as it relates to the handling of Limit Orders when the national best bid or offer is not available.

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Alerts and Notices Product Notices

Product Notice 20-1431: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1429 to 20-1430: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1427 to 20-1428: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1426: Additional Exchange Products Approved for Trading

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Effective Rule Filings Rule Filings

SR-MEMX-2020-16: Amendment to CAT Compliance Rules

Date Filed: December 18, 2020 Description: Proposed rule change to amend Rules 4.5 and 4.7, each a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with a conditional exemption granted by the Commission from certain allocation reporting requirements of the […]

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Alerts and Notices Product Notices

Product Notice 20-1425: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1422 to 20-1424: Additional Exchange Products Approved for Trading