Effective Rule Filings Rule Filings

SR-MEMX-2020-16: Amendment to CAT Compliance Rules

Date Filed: December 18, 2020

Description: Proposed rule change to amend Rules 4.5 and 4.7, each a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with a conditional exemption granted by the Commission from certain allocation reporting requirements of the CAT NMS Plan.