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Alerts and Notices Regulatory Notices

Regulatory Notice 24-13: MEMX Options – Options Regulatory Fee

Date: May 1, 2024 Description: This regulatory notice is being provided to inform Members of MEMX Options, that effective immediately, MEMX Options has filed with the SEC a proposal to remove the May 31, 2024 sunset provision applicable to the Options Regulatory Fee (“ORF”) collected by MEMX Options.

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-12: Excused Withdrawals of Market Maker Quotations

Date: March 27, 2024 Description: Notice to all MEMX Market Makers as a reminder of the excused withdrawal process.

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Effective Rule Filings Rule Filings

SR-MEMX-2024-10: Proposed Change to Amend the Exchange’s Fee Schedule

Date: March 14, 2024 Description: Proposed rule change is to amend the Exchange’s Fee Schedule to adopt a new Cross Asset Tier, in which a qualifying Member will receive an enhanced rebate for executions of orders in securities priced at or above $1.00 per share that add displayed liquidity to the Exchange by achieving the […]

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-11: MEMX Options – Penny Program

Date: February 27, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-10: SEC Amendment to Rule 15b9-1 Requires Certain Firms to Become FINRA Members

Date: February 23, 2024 Description: Reminder to Members regarding recent amendments to SEC Rule 15b9-1, requiring certain firms to become FINRA Members.

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-09: MEMX Options – Penny Program

Date: February 23, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-08: MEMX Options – Penny Program

Date: February 20, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-07: Mandatory Participation in Market-Wide Circuit Breaker Testing

Date: February 15, 2024 Description: Reminder regarding mandatory Market-Wide Circuit Breaker Testing for certain Members designated by MEMX pursuant to Exchange Rule 11.23.

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-06: MEMX Options – Penny Program

Date: February 15, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-05:  MEMX Options – Penny Program

Date: February 1, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program