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Alerts and Notices Regulatory Notices

Regulatory Circular 24-03: MEMX Options – Penny Program

Date: January 24, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-02: MEMX Options – Penny Program

Date: January 3, 2024 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 24-01: Mandatory Participation in Regulation SCI Disaster Recovery Testing

Date: January 3, 2024 Description: Mandatory Participation in Regulation SCI Disaster Recovery Testing

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Alerts and Notices Regulatory Notices

Regulatory Circular 23-24: MEMX Options – Penny Program

Date: December 20, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-23: MEMX Options – Options Regulatory Fee

Date: December 1, 2023 Description: Effective today, December 1, 2023, MEMX Options has filed with the SEC on an immediately effective basis to continue to charge the ORF rate previously charged by MEMX Options.  The MEMX Options ORF will automatically sunset on May 31, 2024 (previously September 30, 2024).

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-22: MEMX Options – Options Regulatory Fee

Date: November 27, 2023 Description: MEMX Options will continue to charge an ORF of $0.0015 per contract side through November 30, 2023. Subject to filing with the SEC, MEMX Options intends to reinstate the ORF of $0.0015 per contract side effective December 1, 2023.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-21: Annual Meeting and Nominees for Member Representative Director

Date: October 31, 2023 Description: Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-20: Proposed NMS Plan Regarding Consolidated Equity Market Data

Date: October 25, 2023 Description: Proposed National Market System Plan Regarding Equity Market Data.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-19: MEMX Options – Penny Program

Date: October 25, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program effective October 26, 2023.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-18: MEMX Options – Penny Program

Date: October 4, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program effective October 4, 2023.