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Alerts and Notices Regulatory Notices

Regulatory Notice 21-01: CRD Registration Reminder

Date: January 20, 2021 Description: CRD Registration Reminder for MEMX LLC

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Alerts and Notices Product Notices

Product Notice 21-14 to 21-15: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 21-12: Additional Exchange Products Approved for Trading

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Effective Rule Filings Rule Filings

SR-MEMX-2020-15: Proposed Changes to Fee Schedule

Date Filed: December 4, 2020 Description: Proposed rule change to amend the fee schedule in order to modify pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2020-14: Proposed Changes to Fee Schedule

Date Filed: November 30, 2020 Description: Proposed rule change to amend the fee schedule in order to: (i) provide pricing for Retail Orders that add displayed liquidity and are executed on the Exchange; and (ii) provide pricing for transactions in securities priced below $1.00 per share that are executed on the Exchange.

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Alerts and Notices Product Notices

Product Notice 20-1400 to 20-1402: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1397 to 20-1399: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1395 to 20-1396: Additional Exchange Products Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1394: Additional Exchange Product Approved for Trading

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Alerts and Notices Product Notices

Product Notice 20-1392 to 20-1393: Additional Exchange Products Approved for Trading