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Alerts and Notices Regulatory Notices

Regulatory Notice 23-17: Options Risk Settings

Date: October 4, 2023 Description: Regulatory Notice to inform Members of MEMX Options of additional details regarding the risk settings made available by the Exchange pursuant to Rules 21.16 and 21.17.

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Alerts and Notices Regulatory Notices

Regulatory Circular 23-16: MEMX Options – Penny Program

Date: September 26, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program effective September 27, 2023.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-15: Options Regulatory Fee Effective Date

Date: September 19, 2023 Description: The Exchange’s previously announced Options Regulatory Fee will be effective on September 27, 2023, subject to filing with the SEC.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-14: Amendment to Rule 19.3

Date: September 15, 2023 Description: Rule 19.3 has been amended to permit options on certain underlying securities to be listed and trading more promptly following an IPO.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-13: Signaling of Impending Orders and Prearranged Trading

Date: September 15, 2023 Description: Regulatory Notice regarding Signaling of Impending Orders and Prearranged Trading

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-12: Options Position Limits

Date: September 14, 2023 Description: Notice regarding Position Limits Applicable to Members of MEMX Options.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-11: Order Origin Code Requirements

Date: September 14, 2023 Description: Order Origin Code Requirements Applicable to MEMX Options.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-10: Options Regulatory Fee Effective Date

Date: September 13, 2023 Description: The Exchange’s previously announced Options Regulatory Fee will be effective on September 20, 2023, subject to filing with the SEC.

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Effective Rule Filings Rule Filings

SR-MEMX-2023-19: Amendment to Rule 19.5

Date Filed: September 6, 2023 Description: Proposed rule change to amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05, and amend the definition of Short Term Option Series in Rule 16.1.

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Effective Rule Filings Rule Filings

SR-MEMX-2023-18: Amendment to Rule 19.5

Date Filed: September 6, 2023 Description: Proposal to amend Rule 19.5, Interpretation and Policy .05(f) to account for conflicts between different provisions within the Short Term Option Series Rules, extend current $0.50 strike price intervals in equity options to short term options with strike prices less than $100, and make other clarifying changes.