Effective Rule Filings Rule Filings

SR-MEMX-2021-01: Proposal to Add Interpretation and Policy .03 to Rule 4.2

Date Filed: January 21, 2021

Description: Proposed rule change to add proposed Interpretation and Policy .03 to Exchange Rule 4.2 that would provide a waiver of the requirement that members of the Exchange for which the Exchange is not the designated examining authority provide the Exchange with copies of their broker-dealer annual reports.