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Effective Rule Filings Rule Filings

SR-MEMX-2020-03: Amendment to MRVP to Add CAT Compliance Rules

Date Filed: July 31, 2020 Description: Proposed rule change to add the Consolidated Audit Trail industry member compliance rules to the list of minor rule violations in Rule 8.15 and to make an additional change to paragraph (a) of Rule 8.15.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-02: Amendment to CAT Compliance Rules

Date Filed: July 31, 2020 Description: Proposed rule change to amend Rule 4.5, a part of the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”), to be consistent with an amendment to the CAT NMS Plan recently approved by the Commission.

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Effective Rule Filings Rule Filings

SR-MEMX-2020-01: Amendment to CAT Compliance Rules

Date Filed: June 23, 2020 Description: Proposed rule change to amend the Exchange’s compliance rules regarding the National Market System Plan Governing the Consolidated Audit Trail (“CAT NMS Plan”) to be consistent with certain exemptions from the CAT NMS Plan as well as to facilitate the retirement of certain existing regulatory systems.