Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-27: Proposed Changes to Fee Schedule

Date Filed: September 29, 2023 Description: Proposed rule change to amend the Exchange’s fee schedule (the “Fee Schedule”) applicable to Members of the Exchange’s equities trading platform (“MEMX Equities”) pursuant to Exchange Rules 15.1(a) and (c).  

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-26: Proposed Changes to Fee Schedule

Date Filed: September 28, 2023 Description: Proposed rule change to amend the Fee Schedule in advance of the Exchange’s launch of its options trading platform, to (i) establish membership fees (“Membership Fees”) for MEMX Options Members, and (ii) make a number of clarifying, organizational changes to its single existing fee schedule, in order to create […]

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-25: Proposed Changes to Fee Schedule

Date Filed: September 27, 2023 Description: Proposed rule change to amend the Exchange’s Fee Schedule to adopt an Options Regulatory Fee (“ORF”).

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-24: Proposed Changes to Fee Schedule

Date Filed: September 15, 2023 Description: Proposed rule change to adopt transaction fees (“Transaction Fees”), routing fees (“Routing Fees”), and definitions (“Definitions”) within the MEMX Options Fee Schedule (the “Options Fee Schedule”). The Transaction Fees section of the Options Fee Schedule establishes transaction fees and rebates applicable to Options Members trading on the Exchange’s options […]

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-21: Proposed Changes to Fee Schedule

Date Filed: August 31, 2023 Description: Proposed rule change to amend the Fee Schedule to make orders that add non-displayed volume in securities priced at or below $1.00 per share eligible to receive the Sub-Dollar Rebate Tier.

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-19: Amendment to Rule 19.5

Date Filed: September 6, 2023 Description: Proposed rule change to amend the Short Term Option Series Program in Rule 19.5, Interpretation and Policy .05, and amend the definition of Short Term Option Series in Rule 16.1.

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-18: Amendment to Rule 19.5

Date Filed: September 6, 2023 Description: Proposal to amend Rule 19.5, Interpretation and Policy .05(f) to account for conflicts between different provisions within the Short Term Option Series Rules, extend current $0.50 strike price intervals in equity options to short term options with strike prices less than $100, and make other clarifying changes.

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-17: Amendment to Rule 19.3

Date Filed: August 22, 2023 Description: Proposed rule change to amend Rule 19.3 (Criteria for Underlying Securities) to accelerate the listing of options on certain IPOs.

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-16: Proposed Changes to Fee Schedule

Date Filed: August 3, 2023 Description: Proposed rule change to amend the Fee Schedule to: (i) reduce the base rebate for executions of orders in securities priced at or above $1.00 per share that add displayed liquidity to the Exchange (such orders, “Added Displayed Volume”); (ii) modify the Liquidity Provision Tiers by modifying the rebate […]

Categories
Effective Rule Filings Rule Filings

SR-MEMX-2023-14: Amendment to Rule 2.4

Date Filed: July 25, 2023 Description: Proposed rule change to amend the manner in which the Exchange will designate certain Options Members to participate in its mandatory disaster recovery testing, pursuant to Regulation SCI and MEMX Rule 2.4 for calendar year 2023.