Date Filed: January 31, 2024 Description: Proposed rule change to amend the Fee Schedule to: (i) increase the rebate for Added Displayed Sub-Dollar Retail Volume; and (ii) modify NBBO Setter Tier 1 by adopting a new additive rebate for executions of added displayed volume (other than Retail Orders) that meet the criteria under NBBO Setter […]
Category: Effective Rule Filings
Below are rule changes that have been submitted by the Exchange for treatment as immediately effective filings and filings that have been approved by the SEC.
Date Filed: December 28, 2023 Description: Proposed rule change to extend the waiver (the “Membership Fee Waiver”) of membership fees (“Membership Fees”) which is currently in place for all new Members3 of the Exchange, for an additional month beyond the program’s current expiration on December 31, 2023. The Exchange will continue to waive Membership Fees […]
Date Filed: December 26, 2023 Description: Proposed rule change to amend the Exchange’s fee schedule applicable to Members (the “Fee Schedule”) pursuant to Exchange Rules 15.1(a) and (c), to remove an expired criteria under Liquidity Provision Tier 4. The Exchange proposes to implement the changes to the Fee Schedule pursuant to this proposal on January […]
Date Filed: December 21, 2023 Description: Proposed Rule Change to Amend the Exchange’s Fee Schedule to Establish an Options Regulatory Fee (“ORF”)
Date Filed: December 20, 2023 Description: Proposal to amend the Exchange’s Rules to accommodate the listing of options series that would expire at the close of business on the last business day of a calendar month (“Monthly Options Series”).
Date Filed: December 15, 2023 Description: Proposed rule change to amend Rule 19.5, Interpretation and Policy .05. The Exchange proposes to expand the Short Term Option Series Program to permit the listing of two Wednesday expirations for options on United States Oil Fund, LP (“USO”), United States Natural Gas Fund, LP (“UNG”), SPDR Gold Shares […]
Date Filed: November 30, 2023 Description: Proposal to amend the Exchange’s Fee Schedule to remove the expired criteria (2) under Liquidity Provision Tier 5
Date Filed: November 24, 2023 Description: Proposal to Amend the Exchange’s Fee Schedule relating to the Options Regulatory Fee
Date Filed: November 1, 2023 Description: Proposed rule change to amend the Fee Schedule to: (1) reduce the base rebate for executions of Added Displayed Retail Volume; (ii) modify the Liquidity Provision Tiers; (iii) adopt a new Retail Tier; (iv) modify the required criteria under Liquidity Removal Tier 1; (v) modify the required criteria under […]
Date Filed: September 29, 2023 Description: Proposed rule change to provide optional risk controls for Members who participate in the Exchange’s options market (such market, “MEMX Options” and such Members, “Options Members”), under proposed Interpretation and Policies .01 and .02 of Exchange Rule 21.17, and to provide clarifying language in proposed Interpretation and Policy .03 […]