Date Filed: November 27, 2024 Description: Proposal to amend Rule 19.3 (Criteria for Underlying Securities) to allow the Exchange to list and trade options on the iShares Bitcoin Trust.
Category: Effective Rule Filings
Below are rule changes that have been submitted by the Exchange for treatment as immediately effective filings and filings that have been approved by the SEC.
Date Filed: October 31, 2024 Description: Proposal to amend the MEMX Equities Fee Schedule to: i) modify the required criteria under Liquidity Provision Tier 2 and ii) eliminate Cross Asset Tiers 1 and 2 and rename the current Cross Asset Tier 3 as Cross Asset Tier 1.
Date Filed: October 31, 2024 Description: Proposal to amend the MEMX Options Fee Schedule to (1) amend the Transaction Fees section of the Options Fee Schedule to separate the existing transaction rebates and fees for executions of contracts made in the Market Maker capacity from transaction rebates and fees for executions of contracts made in […]
Date Filed: October 31, 2024 Description: Proposal to amend the Exchange’s Options Fee Schedule to extend the current sunset date applicable to the Options Regulatory Fee (“ORF”) from October 31, 2024 to May 31, 2025.
Date Filed: October 23, 2024 Description: Proposal to amend Rule 19.5, Interpretation and Policy .05 (Series of Options Contracts Open for Trading) to expand the Short Term Option Series Program to permit the listing of two Monday expirations for options on SPDR Gold Shares (“GLD”), iShares Silver Trust (“SLV”), and iShares 20+ Year Treasury Bond […]
Date Filed: October 4, 2024 Description: Proposal to amend the Market Data section of the Exchange’s fee schedule applicable to MEMX Options (“MEMX Options Fee Schedule”) to adopt fees for certain of its options market data products which are currently offered free of charge, namely MEMOIR Options Depth and MEMOIR Options Top (collectively, the “Options […]
Date Filed: October 2, 2024 Description: Proposal to Amend the Equities Fee Schedule to: (i) adopt a reduced fee for executions of Retail Orders in securities priced at or above $1.00 per share that remove liquidity from the Exchange; (ii) modify the Liquidity Provision Tiers by eliminating the current Liquidity Provision Tier 1 and increasing […]
Date Filed: September 30, 2024 Description: Proposal to amend the Options Fee Schedule to increase the transaction rebate for executions of contracts where the underlying security of the applicable option is not in the Penny Interval program (“Non-Penny options”) which add liquidity to the MEMX Options Book and which are made in the Customer capacity […]
Date Filed: September 6, 2024 Description: Proposal to amend the Fee Schedule to (i) modify the required criteria under Liquidity Provision Tier 1; and (ii) reduce the fee and modify the required criteria under Liquidity Removal Tier 1.
Date Filed: August 29, 2024 Description: Proposed rule change to establish fees for Industry Members related to certain historical costs of the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) incurred prior to January 1, 2022