Date Filed: September 6, 2024 Description: Proposal to amend the Fee Schedule to (i) modify the required criteria under Liquidity Provision Tier 1; and (ii) reduce the fee and modify the required criteria under Liquidity Removal Tier 1.
Category: Effective Rule Filings
Below are rule changes that have been submitted by the Exchange for treatment as immediately effective filings and filings that have been approved by the SEC.
Date Filed: August 29, 2024 Description: Proposed rule change to establish fees for Industry Members related to certain historical costs of the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) incurred prior to January 1, 2022
Date Filed: August 16, 2024 Description: Proposed rule change to establish fees for Industry Members related to reasonably budgeted CAT costs of the National Market System Plan Governing the Consolidated Audit Trail (the “CAT NMS Plan” or “Plan”) for the period from July 16, 2024 through December 31, 2024.
Date Filed: August 9, 2024 Description: Proposed rule change to amend the Options Fee Schedule to (i) increase the transaction rebate for executions of contracts where the underlying security of the applicable option is not in the Penny Interval program (“Non-Penny options”) which add liquidity to the MEMX Options Book and which are made in […]
Date Filed: July 31, 2024 Description: Proposed rule change to amend the Exchange’s Fee Schedule to modify the Non-Display Add Tiers by: (1) decreasing the rebate and modifying the required criteria under Non-Display Add Tier 2; and (2) eliminating Non-Display Add Tiers 3 and 4
Date Filed: July 16, 2024 Description: Proposal to amend the strike interval for options on SPDR® Gold shares (“GLD”) under Rule 19.5.
Date Filed: July 16, 2024 Description: Proposal to make certain non-substantive, clarifying changes to the Fee Schedule.
Date Filed: June 28, 2024 Description: Proposed rule change to amend the Fee Schedule to: (1) adopt a new tier under the Liquidity Provision Tiers; (2) modify the required criteria under Liquidity Provision Tiers 2, 3, and 4; (3) modify NBBO Setter Tier 1 by modifying the required criteria under such tier; and (4) eliminate […]
Date Filed: May 30, 2024 Description: Proposed rule change to amend the Exchange’s Fee Schedule to: (i) increase the base rebate for Added Displayed Retail Volume, (ii) increase the rebate and modify the required criteria under Retail Tier 1, and (iii) modify the required criteria under NBBO Setter Tier 1.
Date Filed: May 28, 2024 Description: Proposal to amend the Exchange’s Options Fee Schedule to extend the current sunset date applicable to the Options Regulatory Fee (“ORF”) from May 31, 2024 to October 31, 2024.