Date Filed: September 6, 2023 Description: Proposal to amend Rule 19.5, Interpretation and Policy .05(f) to account for conflicts between different provisions within the Short Term Option Series Rules, extend current $0.50 strike price intervals in equity options to short term options with strike prices less than $100, and make other clarifying changes.
Author: Anders Franzon
Date: August 14, 2023 Description: Reminder regarding test symbol usage.
Date: August 7, 2023 Description: Regulatory notice to inform all MEMX Options Members about the Options Principal requirements.
Date: August 1, 2023 Description: MEMX Options – Notice Announcing Options Regulatory Fee Effective September 13, 2023, subject to filing with the SEC.
Date Filed: August 3, 2023 Description: Proposed rule change to amend the Fee Schedule to: (i) reduce the base rebate for executions of orders in securities priced at or above $1.00 per share that add displayed liquidity to the Exchange (such orders, “Added Displayed Volume”); (ii) modify the Liquidity Provision Tiers by modifying the rebate […]
Date: July 27, 2023 Description: Process for the Nullification and Adjustment of Options Transactions including Obvious Errors
Date: July 21, 2023 Description: Options Market Maker Obligations and Excused Withdrawal of Market Maker Quotations
Date: July 18, 2023 Description: MEMX Regulation Member Outreach — Member Firm Compliance Obligations, Document Submission, Electronic Blue Sheets, and CRD
Date Filed: June 1, 2023 Description: Proposed rule change is to amend the Fee Schedule to modify the method by which the Exchange provides the rebate under Liquidity Provision Tiers 4, 5, and 6 such that if a Member achieves any of the criteria under Liquidity Provision Tiers 4, 5, or 6 in a given […]
Date Filed: May 31, 2023 Description: Proposed rule change is to amend the Fee Schedule to (i) modify the Liquidity Provision tiers by modifying the required criteria under Liquidity Provision Tier 4 and adopting a new Liquidity Provision Tier 6, and (ii) modify the Liquidity Removal Tiers by increasing the fee and modifying the required […]