On February 2, 2022, MEMX published Regulatory Notice 22-01: Mandatory Participation in Regulation SCI Disaster Recovery Testing. In coordination with other market centers as part of SIFMA BCP testing, and in support of Regulation System Compliance and Integrity requirements, MEMX will host a test of its secondary/disaster recovery facilities on Saturday, October 15, 2022. The scope […]
Month: April 2022
This notice is being issued to inform you of the recently published Securities and Exchange Commission (SEC) order described in Fee Rate Advisory #1 for Fiscal Year 2022, in which the SEC announced the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will be $22.90 per million dollars for covered sales occurring on or after […]
Date Filed: April 11, 2022 Description: Proposal to extend the current pilot program related to MEMX Rule 11.15 (Clearly Erroneous Executions) to the close of business on July 20, 2022.
Date Filed: April 7, 2022 Description: Proposed rule change to make permanent the pilot program related to the market-wide circuit breaker in Rule 11.16.