Author: Anders Franzon

Date Filed: October 26, 2020 Description: Proposed rule change to adopt new Rule 11.21 to enable members of the Exchange to designate certain orders they submit to the Exchange on behalf of retail customers to be identified as retail orders to the Exchange.

Date Filed: October 9, 2020 Description: Proposal to: (i) extend the pilot related to the market-wide circuit breaker in Rule 11.16 and (ii) amend Rule 11.16(b)(2) concerning the resumption of trading following a Level 3 market-wide circuit breaker halt.

Date Filed: October 2, 2020 Description: Proposed rule change to amend Exchange Rule 1.5(w) to shorten the length of the Exchange’s after-hours trading session (i.e., the Post-Market Session) to end at 5:00 p.m. Eastern Time rather than 8:00 p.m.

Date Filed: September 21, 2020 Description: Proposed rule change to adopt (i) the initial fees and rebates applicable to Members of the Exchange pursuant to Exchange Rule 15.1(a) and (c), and (ii) regulatory fees related to the Central Registration Depository , which will be collected by the Financial Industry Regulatory Authority, Inc. as set forth in […]