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Alerts and Notices Regulatory Notices

Regulatory Circular 23-24: MEMX Options – Penny Program

Date: December 20, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-23: MEMX Options – Options Regulatory Fee

Date: December 1, 2023 Description: Effective today, December 1, 2023, MEMX Options has filed with the SEC on an immediately effective basis to continue to charge the ORF rate previously charged by MEMX Options.  The MEMX Options ORF will automatically sunset on May 31, 2024 (previously September 30, 2024).

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-22: MEMX Options – Options Regulatory Fee

Date: November 27, 2023 Description: MEMX Options will continue to charge an ORF of $0.0015 per contract side through November 30, 2023. Subject to filing with the SEC, MEMX Options intends to reinstate the ORF of $0.0015 per contract side effective December 1, 2023.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-21: Annual Meeting and Nominees for Member Representative Director

Date: October 31, 2023 Description: Notice of Annual Meeting and Nominees for Member Representative Director Positions on the Exchange’s Board of Directors

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-20: Proposed NMS Plan Regarding Consolidated Equity Market Data

Date: October 25, 2023 Description: Proposed National Market System Plan Regarding Equity Market Data.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-19: MEMX Options – Penny Program

Date: October 25, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program effective October 26, 2023.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-18: MEMX Options – Penny Program

Date: October 4, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program effective October 4, 2023.

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Alerts and Notices Regulatory Notices

Regulatory Notice 23-17: Options Risk Settings

Date: October 4, 2023 Description: Regulatory Notice to inform Members of MEMX Options of additional details regarding the risk settings made available by the Exchange pursuant to Rules 21.16 and 21.17.

Categories
Alerts and Notices Regulatory Notices

Regulatory Circular 23-16: MEMX Options – Penny Program

Date: September 26, 2023 Description: MEMX Options – Announcement of Classes Added to Exchange Penny Program effective September 27, 2023.

Categories
Alerts and Notices Regulatory Notices

Regulatory Notice 23-15: Options Regulatory Fee Effective Date

Date: September 19, 2023 Description: The Exchange’s previously announced Options Regulatory Fee will be effective on September 27, 2023, subject to filing with the SEC.