Date Filed: December 11, 2025 Description: Proposal to amend Rule 4.7 of the Exchange’s CAT Compliance Rule to be consistent with the CAT NMS Plan that requires broker-dealers with a reporting obligation to the CAT to report whether an original receipt or origination of an order to sell an equity security is a short sale […]
Author: Molly Hartley
Date Filed: November 25, 2025 Description: Proposal to amend Rule 11.6(q)(1), Round Lot, to conform with a recent amendment to the definition of round lot under Rule 600 of Regulation NMS recently approved by the Commission. The Exchange also proposes to make conforming, non-substantive changes to Exchange Rules 11.9(b)(2)(A)-(D) and Exchange Rule 11.20(d)(1).
Date Filed: November 19, 2025 Description: Proposal to amend Rule 13.4(a) to reflect the current operation of 24X Exchange.
Date Filed: September 30, 2025 Description: Proposal to amend the Exchange’s Fee Schedule to (i) increase the base rebates for Added Non-Displayed Volume in securities priced at or above $1.00 per share; (ii) increase the base rebates for Added Non-Displayed Sub-Dollar Volume; (iii) increase the base rebates provided for Added Displayed Sub-Dollar Volume; (iv) eliminate […]
Date Filed: September 8, 2025 Description: Proposed rule change to amend Rule 11.6(a) to clarify the handling of orders that contain both a Post Only instruction and certain other order handling instructions maintained to facilitate compliance with Rule 610(d) of Regulation NMS.
Date Filed: September 8, 2025 Description: Proposal to amend the Exchange’s Fee Schedule to: (i) modify the required criteria under Liquidity Provision Tiers 1 and 2; and (ii) adopt a new Tape B Volume Tier.
Date Filed: August 19, 2025 Description: Proposal to amend the position and exercise limits for options on the iShares Bitcoin Trust ETF, Grayscale Bitcoin Trust ETF, Grayscale Bitcoin Mini Trust and Bitwise Bitcoin ETF.
Date Filed: August 5, 2025 Description: Proposal to make a number of non-substantive changes to the Rulebook.
Date Filed: July 31, 2025 Description: Proposal to amend the Options Fee Schedule to: (i) decrease the transaction rebate for executions of Added Liquidity in Penny options in the Professional, Firm, Away Market Maker or Broker-Dealer capacity, and (ii) adopt a Volume Tier applicable to Added Liquidity in Penny options in a Professional capacity.
Date Filed: July 28, 2025 Description: Proposal to amend Exchange Rules 11.3(a)-(b) to define the term “Sponsored Access” and to codify that the agreement required by and between the Sponsoring Member and Sponsored Participant must include a provision that any Sponsored Access relationship must follow the requirements of SEC Rule 15c3-5, the Market Access Rule.