At the request of the current Advisory Committee to the CTA/UTP Plans, MEMX is publishing the following information regarding the nomination and election of Non-SRO Voting Representatives pursuant to the CT Plan.
CT Plan Non-SRO Voting Representatives
Selection Results
As directed by the CT Plan, the initial Non-SRO Voting Representatives have been selected by a majority vote of the Advisory Committee Members.
The results are as follows for the six categories:
- Institutional Investor
Hubert De Jesus, BlackRock
- Broker-Dealer with a predominantly retail investor customer base
Chris Nielsen, Charles Schwab
- Broker-Dealer with a predominantly institutional investor customer base
Bill Conti, Goldman Sachs
- Securities Market Data Vendor
Kerry Baker Relf, Refinitiv
- Issuer of NMS Stock
Lisa Kampf, Ambac Financial Group
- Retail Representative
Tom Jordan, Jordan & Jordan
CT Plan Text